Legislation/Regulation

SAF Joins Coalition to Oppose SEC’s Obama Era Regulation

Shareholder Advocacy Forum joined a coalition of free-market organizations to encourage the Securities and Exchange Commission to withdraw its proposed rule to regulate the use of certain financial products and implement additional sales-practice rules in the financial market. The SEC plans to re-introduce a 2015 Obama era regulation…

SAF Joins Coalition Urging the SEC to Refrain from Implementing the CAT

Shareholder Advocacy Forum joined a coalition of free market groups led by Heritage Action for America encouraging the Securities and Exchange Commission to press pause on implementing the Consolidated Audit Trail. The CAT National Market System is a database established after the 2010 “Flash Crash”, as the SEC…